Crypto Is Exposing the 401(k) Brokerage-Window Loophole — Private Equity Could Be Next

By Chris Tobe, CFA, CAIA Four years ago I warned that crypto was exposing a major weakness in 401(k) regulation: the self-directed brokerage window. https://commonsense401kproject.com/2022/06/18/brokerage-windows-exposed-by-crypto/ Now a new federal court ruling involving AT&T makes that warning even more important. The issue is bigger than Bitcoin. If courts and regulators treat brokerage windows too loosely, they … Continue reading Crypto Is Exposing the 401(k) Brokerage-Window Loophole — Private Equity Could Be Next